IDEX Consulting Ltd

Compliance Manager

About the Employer

Job Description

Location: London Team Size: 4 (1 direct report) Sector: Managing General Agency (MGA) About the Role: As Compliance Manager, you will be a key figure in a collaborative team of four, reporting to the Head of Compliance. In this generalist compliance capacity, you will oversee regulatory frameworks, provide strategic advice, and ensure adherence to all relevant standards. A core part of your role will involve delivering expert regulatory guidance for our Mergers&Acquisitions (M&A) activities, making you a valued partner in our growth strategy. You will also lead and develop one compliance analyst, fostering a culture of excellence and continuous improvement. Key Responsibilities: Regulatory Oversight: Monitor and ensure compliance with FCA regulations, GDPR, and other relevant laws. M&A Regulatory Advice: Act as the primary compliance advisor for any M&A activities, conducting due diligence and offering actionable insights. Policy Development: Draft, implement, and maintain compliance policies and procedures. Team Leadership: Manage and mentor one compliance officer, promoting skill development and alignment with company goals. Training&Awareness: Design and deliver compliance training for staff across the organization. Risk Management: Identify, assess, and mitigate compliance risks in partnership with key stakeholders. Audit Support: Liaise with auditors and regulators, ensuring timely responses and thorough documentation. What We’re Looking For: Experience: Insurance, preferably Lloyds is a must Knowledge: Strong understanding of FCA regulations and regulatory due diligence in M&A. Leadership Skills: Proven experience managing or mentoring team members. Analytical Ability: Able to assess complex regulatory requirements and offer pragmatic solutions. Communication Skills: Exceptional written and verbal communication to convey regulatory insights clearly to stakeholders.