Compliance Officer - Wealth Management Hertfordshire Hybrid Circa £50k-£60k Purpose of the Role Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm. Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and overseeing compliance frameworks and procedures. Additionally, manage staff training and competency requirements to support their development and adherence to...
Job - Paraplanner Industry - Wealth Management Location - Hertfordshire Salary - Competitive Business An award winning Wealth Manager with circa £2B AUM are continuing their expansions plans and are looking for Paraplanners to join their team. This is a great opportunity to work in a collaborative team that trains, supports and enhances peoples careers. With one of the highest employee retention rates I have ever seen, this is clearly...
Compliance Analyst – KYC/AML Location: Newcastle Day Rate: £100 - £120 Start Date: Early January 2024 ⏳ Contract Length: 3 months (with potential for extension or permanent role) The Opportunity I’m working exclusively with a leading provider of prepaid card accounts , searching for a Compliance Analyst – KYC Specialist to join their team on a contract basis. This is a fantastic opportunity to contribute to a dynamic and fast-paced...
Senior Operational Compliance Analyst London - Hybrid (2-3 days in office) Salary - Circa £75k I have been retained exclusively by a leading investment management and advisory firm to find a highly skilled Senior Operational Compliance Analyst . This is an exciting opportunity to join an organisation renowned for its focus on risk management, sustainability, and delivering better financial outcomes for pension schemes and long-term savings organizations. The Company This...
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